Capital Market mainly refers to the Stock and Share market of the country. Capital market, being an essential element of today’s economy, demands an intensive and special attention. Day by day foreign investors express their willingness to participate in the market; hence it is earnest requisite for legal service assistance to the local and foreign part and some legal matter arise in the day to day activity, which also require legal assistance. Considering the same we offer our intensive service under the securities rules and regulation and associate laws prevailing in the market. Definitely we have good understanding and skills on Rules and Regulations of Bangladesh Securities & Exchange Commission and also have good team by which we are confident; can offer the best service rather than anyone else.
We represent clients in the formation of private and public companies, raising capital, assist BSEC compliant company to be listed in different platform, assist to the trustee about legal matter regarding to the debt issue rules, guide when replying to the queries of the regulators in view of securities law and practices and represent in favour of client before regulators, trust deed and debt issue features preparation in issuance of debt issue, registration of trust deed according to the Registration Act, Securities offering including private placements pursuant to the Bangladesh Securities and Exchange Commission. As we know our capital market is getting new dimension as per obvious result of sustainable growth of our economy. To control over the market, BSEC intent to recover the weakness of securities laws, rules, regulations and also strengthen the regulatory control. In this circumstance, to face over the BSEC and other regulators in the market this is wise to involve the professional firms work on securities and practices.
OUR SERVICES ON CAPITAL MARKET
- Overall, all kind of legal activities on Corporate and Securities law and practices under primary regulators, judge court, Supreme Court and Securities tribunal;
- Prepare reply letter of any queries in regards to market activities by BSEC, DSE, CSE, CDBL, BFIU and BB with necessary enclosure in view of legal framework prevailing
in the market, which enable our clients to avoid the legal hazards on their day to day activities; - Prepare a private or public company regarding to all legal framework for listing in the exchange (DSE & CSE) considering prevailing rules and regulations of BSEC and
other relevant laws; - Arrangement of fund against the placement share and debt issue as approved BSEC;
- Prepare Trust deed, Investment Agreement, Agency Agreement, Registration of Trust deed with Sub-registrar office according to the land revenue law.
- Rendering the legal service in view of Bangladesh Securities and Exchange Commission (Debt Securities) Rules, 2021 and Directive no: BSEC/CMRRCD/2009-
193/28 issued by BSEC dated 13 September 2021; - Preparing the Term Sheet (Coupon, Maturity, Indenture, Convertibility option & other features) of the debt issue for Institutional Clients (For Banks, Non-banking
Financial Institutional & Corporations). - Prepare and filling application of the debt issue to the regulator on behalf of the Clients for Issuance of Bangladesh Securities and Exchange Commission (Debt
Securities) Rules, 2021; - Valuing Stocks & Bonds and Private Placement offers through detailed financial statements analysis.
- Organizing investments Relationship program (inviting Potential Investors to guide about Different investment avenues based on their risk appetite & return objective)
on a regular basis; - Service to maintain a smooth relation with Trustee and Custodian of Alternative Investment Fund and Mutual fund and submit periodical report to BSEC and Trustee
and also prepare report as regulatory requirement. - Preparation of Process flow & Investment Policy for the fund, Operational Policy, Anti Money Laundering Policy and Know Your Customer (KYC) Policy for
instructional clients. - Any other services to the clients within legal frame work of securities and related laws as per requirement basis.